Engagement Documents
Engagement documents are files uploaded for a specific audit — evidence, working papers, client-provided materials, and other audit-specific records.
Uploading documents
- Go to the Documents tab in an engagement
- Drag and drop files or click to browse
- Select one or more files (PDF, Word, Excel, CSV, images)
- Files are uploaded and processing begins automatically
Document categories
Each engagement document can be categorized:
| Category | Use for |
|---|---|
| Evidence | Test results, transaction records, system screenshots |
| Policy | Policies relevant to this specific audit |
| Regulation | Regulatory requirements being tested against |
| Reference | Other supporting materials |
The category determines how the document is treated during AI analysis and citation.
Auto-analysis
After processing, LOQI automatically analyzes engagement documents to extract:
- Key topics and themes
- Potential risk indicators
- Control-related information
You can view the analysis by clicking View Analysis in the document row.
Using documents in testing
Engagement documents can be used during testing:
- Link documents as evidence for specific procedures
- Select documents for exception extraction — the AI reads the document and identifies potential test failures
- Reference documents in workpaper narratives
What's next
- Document Processing — How files are processed
- Document Library — Organization-wide reference documents